he Sixth Amendment to the U.S. Constitution provides that an
accused person in a criminal proceeding has the right to
confront all witnesses against him or her at trial. The
Confrontation Clause is based on a long legal history finding
that testimony is more reliable when it is presented in
open court and it is subjected to the adversarial process.
In general, "testimony" includes
declarations made to establish facts, typically made to a
government agent, and the particular concern of the
Confrontation Clause is the use of out-of-court testimony
against the accused.
Hearsay evidence is one such type of
evidence raising Sixth Amendment concerns.
Admissibility of hearsay
Hearsay is a statement made outside of the
courtroom that is offered to prove the facts asserted in that
statement. Hearsay is excluded at trial under the rationale
that it is unreliable. There are several exceptions to this
exclusionary rule for certain types of out-of-court statements
that are traditionally deemed to be trustworthy, including
"excited utterances," or statements made about a
startling or stressful event while still experiencing the
stress of the event. Recently, in Crawford v. Washington (541
U.S. 36, 2004), the Supreme Court determined that admission of
"testimonial" hearsay is a violation of the
Confrontation Clause, specifying prior testimony at a legal
proceeding and police interrogations. Courts in the past have
considered some hearsay "nontestimonial," and the
Supreme Court did not determine what additional forms of hearsay
would constitute testimony.
This term, the Supreme Court will consider
two cases in which the question presented for review is whether
particular types of hearsay statements, admissible as excited
utterances, are testimonial and therefore excludable under
the Confrontation Clause. In Davis v. Washington (docket number
05-5224, ruling below at 111 P.3d 844), the Supreme Court must
determine if an assault victim's statements to a 911
operator naming her attacker are testimonial, and in Hammon v.
Indiana (docket number 05-5705, ruling below at 829 N.E.2d
444) it will determine whether statements made to a police
officer at the scene of an assault are testimonial.
Psychological issues raised
These two cases raise similar behavioral
questions that can be informed by psychology. First, there are
several issues regarding the reliability and the probative
value of hearsay. There is little psychological research
on the circumstances, if any, under which hearsay
statements are reliable. Empirical research on the excited
utterances exception to the hearsay rule is required to
determine when a declarant is still under the stress of an
event and when an excited utterance is reliable. The psychology
of perception, memory, and deception could inform these issues.
Additionally, assumptions regarding the
probative value of hearsay testimony are grounded in beliefs about jurors' abilities to
appropriately weigh such evidence in their decision-making.
Much of the psychological and legal research on hearsay has focused
on jurors and indicates that they evaluate hearsay appropriately in
a limited range of contexts, but more research is required on this
topic (see, for example William Thompson and Maithilee
Pathak's 1999 article in Psychology, Public Policy & Law, Vol.
5, No. 2, pages 456472).
Second, these cases make distinctions
between testimonial and nontestimonial statements based on the
perceived motivations of the persons involved: whether the
declarant was trying to provide information to be used later at
trial and whether the person to whom the statement was made was
attempting to elicit information for use at trial. This raises
questions regarding the circumstances under which these people
may be differentially motivated and how a judge may uncover
these motivations. Once the judge makes this distinction, the
jury must evaluate the relative probative value of statements
deemed testimonial versus nontestimonial under this scheme,
which raises questions about how jurors will make these
assessments and weigh this evidence in their
decision-making.
Finally, the situations in which this
potential testimony was provided are important to the admission
decision. The appellate courts considered whether the
declarants reasonably believed their statements would be used
later at trial. The implications are that people have
commonsense beliefs about the potential use and
admissibility of a variety of interactions with a variety
of law enforcement workers and that legal decision-makers have
an accurate understanding of those beliefs. Research on
commonsense beliefs about various interactions of this
type, including whether people making emergency 911 calls think
about the use of these conversations in later prosecutions,
would inform the assessment of reasonableness.
There is little or no empirical research
informing these issues for legal decision-makers, and these
important issues could be investigated by psychologists who
carefully tailor their research questions and design to address
the decisions faced by the courts.
Judicial Notebook is a project of APA's Div. 9 (Society for the Psychological Study of Social Issues).