PSYCHOLOGICAL SCIENCE AGENDA
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Volume
18: No. 12, December 2004
Oh Where,
Oh Where Have Those Early Memories Gone?
A Developmental Perspective on Childhood Amnesia
by Patricia J. Bauer
Patricia
J. Bauer earned her PhD in Experimental Developmental Psychology
from Miami University in 1985. She was a postdoctoral fellow at the University
of California, San Deigo (1985-1989), and then joined the faculty of the
Institute of Child Development, University of Minnesota (since 1989), where
she is currently the Rodney S. Wallace Professor for the Advancement of
Teaching and Learning. As of July, 2005, she will be joining the facult
of the Department of Psychological and Brain Sciences at Duke University.
Her research program is in developmental cognitive science, with particular
emphasis on memory. She is especially concerned with development in infancy
and early childhood, and with relations between functional changes and neuro-developmental
changes. Beyond early childhood, she focuses on the questions of how changes
in basic mnemonic processes, and how the socio-cultural environment in which
development takes place, contribute to age-related changes and to individual
variability in autobiographical or personal memory. She has published over
90 articles and chapters and is author of the forthcoming volume Remembering
the times of our lives: Memory in infancy and beyond (Erlbaum). Professor
Bauer is the 1993 recipient of the APA Distinguished Scientific Award for
Early Career Contribution to Psychology in the Developmental Area, has an
Independent Scientist Award from the National Institutes of Health, is Editor
of the Journal of Cognition and Development, and is past president
of the Cognitive Development Society.
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“The horror of that moment,” the King went on, “I shall
never, never forget!”
“You will, though,” the Queen said, “if you don’t make
a memorandum of it.”
(Lewis Carroll, Through the Looking Glass and What Alice Found There, 1872,
emphasis in original)
In his brief dialogue between the King and the Queen—two of the chess-piece
sovereigns of Looking-glass House—Lewis Carroll captured the complementary
sides of the memory coin. The King, having experienced a “horrifying”
event (being set upon a table by Alice, a relative giant whom the King could
neither see nor hear) expresses absolute faith in remembering. The Queen, on
the other hand, is less optimistic, suggesting that without some intervention
(a memorandum) forgetting will ensue. In a rare instance, the reality experienced
by the King and Queen on their side of the looking glass is reflected on the
drawing-room side as well. Memory is at times seemingly indelible and at other
times frustratingly fallible. What is more, in true looking glass fashion, the
same past experience can at one moment impinge upon consciousness unbidden and
at another, elude deliberate attempts to recollect it.
Whereas memories of many past experiences seemingly come and go, there is a
period of life from which adults reliably fail to recall much if anything at
all. Well over 100 years ago, Miles (1893) published the first account in a
psychological journal of the phenomenon that would come to be known as infantile
amnesia or childhood amnesia: the relative paucity among adults of verbally
accessible memories from the first 3-4 years of life. The phenomenon was subsequently
amended with the observation that from the ages of 3 to 7 years, adults have
fewer memories than would be expected, based on forgetting alone (e.g., Pillemer
& White, 1989; Wetzler & Sweeney, 1986). The observation is one of the
most replicable in the literature: Whether tested in 1893 or 1999 (West &
Bauer, 1999), among adults in Western cultures, the average age of earliest
memory is age 3 to 3½ years.
A number of theories as to the source of childhood amnesia have been advanced.
Perhaps most infamously, Freud (1916/1966) attributed “the remarkable
amnesia of childhood” to repression of inappropriate or disturbing content
of early, often traumatic (due to their sexual nature) experiences. Most other
theories fall into one of two categories: adults lack memories from early in
life because no memories were formed or memories were formed, but later became
inaccessible as a result of cognitive changes, for example (e.g., the onset
of language). Strikingly, until the middle of the 1980s, explanations as to
the source of childhood amnesia were advanced without reference to data from
a seemingly critical study population—children! Conclusions about memory
in children were drawn nonetheless. An illustrative (though by no means isolated)
example is Kihlstrom and Harackiewicz’s (1982) observation that “…despite
the wealth of experiences which young children have, their autobiographical
records are typically quite fragmentary before age seven, and the earliest memory
is rarely dated before age three” (p. 134). This characterization was
offered in an article in which none of the 37 references was to research with
human children (though some research on the ontogeny of memory in nonhuman animals
was cited).
The reasons for the lack of attention to children’s memories were both
theoretical and empirical. The dominant model—Piagetian theory—suggested
that it was not until children were of school age that they formed coherent
memories of past events. The perspective seemed to be born out empirically.
When children were tested with standard laboratory materials (e.g., lists of
unrelated words), they performed poorly. They appeared to become reasonably
skilled mnemonists at just about the same time as adults begin to have reliable
autobiographical records, namely, age 7 years. However, the ground breaking
work of researchers such as Jean Mandler and Katherine Nelson made clear that
such tasks grossly underestimated children’s mnemonic competence. When
preschoolers were tested with materials that were inherently structured and
meaningful—such as well formed stories (e.g., Mandler & Johnson, 1977)
and familiar, “scripted” events (e.g., what happens at a fast food
restaurant: e.g., Nelson, 1978)—their memories were well organized and
accurate, albeit not as detailed as those of older children and adults.
Observations of preschoolers’ abilities to recall stories and report on
scripted events opened the door for inquiries into their abilities to recall
the stuff of which autobiographical memories are made, namely, unique events
from the personal past. Beginning in the middle 1980s, several research laboratories
walked through the door. Robyn Fivush and her colleagues (Fivush, Gray, &
Fromhoff, 1987) published one of the first reports of autobiographical recall
by children only 2½ years of age. The children provided verbal descriptions
of unique events experienced 6 or more months in the past. Several other reports
followed, each indicating that within the period eventually obscured by childhood
amnesia, children had remarkably rich autobiographies (for reviews, see Bauer,
in press-b; Nelson & Fivush, 2004).
Not only were preschoolers found to remember but, using imitation-based tasks,
researchers revealed mnemonic competence in children even before they could
talk (Bauer, 2004). In imitation-based tasks, children watch an adult use props
to produce an action or sequence of actions that children then are invited to
imitate. There are numerous reasons to believe that the technique provides a
nonverbal analogue to explicit memory tasks such as verbal report, including
findings of impairments in imitation by individuals with both adulthood- and
childhood-onset medial temporal lobe amnesia (McDonough, Mandler, McKee, &
Squire, 1995, and Adlam, Vargha-Khadem, Mishkin, & de Haan, in press, respectively;
see Bauer, 2005, for elaboration of the argument). Infants remember the actions
of sequences, the objects used to produce them, and the order in which the actions
unfold, and thus reveal episodic precursors of autobiographical memory. Moreover,
at least by the middle of the second year, the memories are retrievable after
weeks and even months and thus are relatively enduring.
If preschoolers and even infants remember unique events over long periods of
time, why then as adults are we unable to recall early childhood? The answer
likely lies in the complement of remembering, namely, forgetting. Forgetting
is in fact a critical component of the definition of childhood amnesia: a smaller
number of memories from before the age of 7 years than would be expected based
on forgetting alone. Indeed, it is the apparently “off the charts”
rate of forgetting that makes the phenomenon so mysterious. But what, precisely,
is the “expected” rate of forgetting? In a research area in which
theories about function in childhood were advanced in the absence of data from
children, it is perhaps not surprising to learn that the “expected”
rate of forgetting is derived solely from work with adults. For example, in
their oft-cited demonstration of the phenomenon of childhood amnesia, Wetzler
and Sweeney (1986) applied to adult data (from Rubin, 1982) a forgetting function
based on memories from age 8 until adulthood. They then applied the function
to data from birth to age 6 years. The good fit of the function to the later
data and its poor fit to the early data provided the evidence of accelerated
forgetting of events from the early childhood years (see also Crovitz &
Schiffman, 1974; Rubin, Wetzler, & Nebes, 1986).
Application of the adult standard to data from early childhood was considered
acceptable because of a widely held assumption that the rate of forgetting is
a constant across the lifespan (e.g., Rubin & Wenzel, 1996). Yet as evidence
of young children’s mnemonic prowess has grown, so too have reasons to
expect developmental differences in the rate of forgetting, especially in the
period eventually obscured by childhood amnesia. Although from a relatively
young age, children retain memories over long periods of time, younger children
nevertheless exhibit faster rates of forgetting, relative to older children
(e.g., Bauer, 2004; in press-a). Differential rates of forgetting are apparent
in infancy and very early childhood as well as in the preschool years. They
likely are linked to neuro-developmental changes that make memories formed in
early childhood more vulnerable to consolidation and storage failures, relative
to memories formed later in life (see Bauer, 2004, for a review).
From the standpoint of theories as to the source of childhood amnesia, the implications
of age-related differential rates of forgetting could be profound. It is entirely
likely that were we to fit data based on early-childhood rates of forgetting,
rather than adult rates, we would find that the observation of “…accelerated
forgetting over and above normal forgetting…” (Wetzler & Sweeney,
1986, p. 194), would disappear, and the number of memories from early in life
would be exactly as expected. Unfortunately, at this time, this possibility
cannot be put to empirical test because we lack systematic studies of children
of different ages, tested after long retention intervals, for memories of personally
significant events. I expect that if we had them, we would see that within the
period of childhood, memories formed at age 8 years and older would be forgotten
at a slower rate, relative to memories formed at the ages of 4 and 6 years,
for example. Until such data are available, all we know is that the forgetting
function that fits retrospective data collected from adults for life events
from age 8 years onward does not fit the data from age 6 years and younger.
The question of “Oh where, oh where have those early memories gone?”
has occupied autobiographical memory researchers for well over a century. Most
of the speculation has been from a decidedly non-developmental perspective.
When the distribution of events remembered and events apparently forgotten is
examined through adult lenses, it appears that an explanation for accelerated
forgetting of events from the early years is required. However, when we look
forward through developmental lenses, what we see is that with increasing age,
rates of remembering and forgetting begin to approximate those in adulthood.
What this perspective lacks in glamour and mystery, it makes up for by permitting
us to see the continuity of autobiographical memory that may otherwise be obscured.
Continuity is itself a precious commodity. In the words of D. Ewen Cameron (1963):
Intelligence may be the pride—the towering distinction of man; emotion
gives colour and force to his actions; but memory is the bastion of his being.
Without memory, there is no personal identity, there is no continuity to the
days of his life. Memory provides the raw material for designs both small and
great. Thus, governed and enriched by memory, all the enterprises of man go
forward (p. 325).
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infancy and beyond. Mahwah, NJ: Lawrence Erlbaum Associates.
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